Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steve C Harris | 3241742 | 1 | 01/13/2009 | Customer Dispute | Denied | $9,839.00 | $0.00 | See FINRA Report |
| Michael Lee Westra | 2962377 | 3 | 01/06/2009 | Customer Dispute | Denied | $38,740.00 | $0.00 | See FINRA Report |
| Terry Glenn Flesher | 2717120 | 1 | 01/05/2009 | Customer Dispute | Denied | $350,000.00 | $0.00 | See FINRA Report |
| Eric J Zehnder | 4704841 | 1 | 12/14/2008 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Ronald Drost Scherdorf | 4415289 | 2 | 12/04/2008 | Customer Dispute | Denied | $68,000.00 | $0.00 | See FINRA Report |
| Steven W Lucas | 2957861 | 2 | 12/04/2008 | Customer Dispute | Denied | $51,000.00 | $0.00 | See FINRA Report |
| Patrick William Bentivegna | 2477112 | 4 | 12/03/2008 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Brian Edward Crume | 2984589 | 2 | 12/02/2008 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |
| Muhammad Toppa | 1810517 | 1 | 11/25/2008 | Customer Dispute | Denied | $95,244.90 | $0.00 | See FINRA Report |
| Felix W Cheng | 2115029 | 3 | 11/21/2008 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |