Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan C Gahler | 4754502 | 1 | 04/02/2009 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Michael David Continelli | 1927749 | 2 | 03/17/2009 | Customer Dispute | Denied | $20,550.10 | $0.00 | See FINRA Report |
| William Antonio Gloer | 1562639 | 2 | 03/16/2009 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Jason Thomas Halada | 4879077 | 1 | 03/16/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Tom Carl Waite | 2841928 | 2 | 03/13/2009 | Customer Dispute | Denied | $38,861.80 | $0.00 | See FINRA Report |
| Jeffrey Yuan-Ting Li | 2050588 | 1 | 03/10/2009 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Robert Michael Pollock | 4905406 | 1 | 03/04/2009 | Customer Dispute | Denied | $57,000.00 | $0.00 | See FINRA Report |
| Tayler Slade Gold | 5069840 | 2 | 03/03/2009 | Customer Dispute | Denied | $42,334.00 | $0.00 | See FINRA Report |
| Roy Alejandro Chavez-Guerra | 4132332 | 1 | 03/02/2009 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Alejandro Izarraraz | 4409667 | 1 | 02/13/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |