Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ramsey Abu-Shair | 5352754 | 2 | 05/26/2009 | Customer Dispute | Denied | $138,134.00 | $0.00 | See FINRA Report |
| Sean J Smith | 2874143 | 3 | 05/21/2009 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Michael Jay Kinsey | 2887075 | 1 | 05/20/2009 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Robert J Mullarkey | 2530448 | 1 | 05/12/2009 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Conni Renee McEwen | 4447889 | 1 | 04/28/2009 | Customer Dispute | Denied | $17,391.20 | $0.00 | See FINRA Report |
| Tod Alan Reams | 2130686 | 5 | 04/27/2009 | Customer Dispute | Denied | $15,781.80 | $0.00 | See FINRA Report |
| Tod Alan Reams | 2130686 | 5 | 04/15/2009 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| Timothy Troy Davis | 2683767 | 1 | 04/09/2009 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| James Lee Howell | 2581079 | 1 | 04/02/2009 | Customer Dispute | Denied | $260,000.00 | $0.00 | See FINRA Report |
| Satyanand Lutchmidat | 2108622 | 1 | 04/02/2009 | Customer Dispute | Denied | $260,000.00 | $0.00 | See FINRA Report |