Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan James Crawford | 2018282 | 2 | 08/28/2009 | Customer Dispute | Denied | $29,808.00 | $0.00 | See FINRA Report |
| Carson Booras | 2941264 | 1 | 07/29/2009 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Ronald Vincent Regan | 3259479 | 3 | 07/23/2009 | Customer Dispute | Denied | $51,249.00 | $0.00 | See FINRA Report |
| Bruce Goldman | 1467186 | 7 | 07/20/2009 | Customer Dispute | Denied | $275,000.00 | $0.00 | See FINRA Report |
| Elizabeth Reed Cooke | 1420490 | 4 | 07/20/2009 | Customer Dispute | Denied | $275,000.00 | $0.00 | See FINRA Report |
| Eric Michael Dronen | 2195326 | 1 | 07/15/2009 | Customer Dispute | Denied | $14,784.00 | $0.00 | See FINRA Report |
| Cortney William McElroy | 4088452 | 1 | 07/14/2009 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Bradford L Waltz | 2454549 | 1 | 07/02/2009 | Customer Dispute | Denied | $31,919.50 | $0.00 | See FINRA Report |
| Mark C Anheier | 3217429 | 2 | 07/02/2009 | Customer Dispute | Denied | $31,919.50 | $0.00 | See FINRA Report |
| Troy Winston Frazier | 2766694 | 1 | 06/08/2009 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |