Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stuart M Evans | 3079621 | 1 | 11/24/2009 | Customer Dispute | Denied | $660,000.00 | $0.00 | See FINRA Report |
| Jeremy Ray Schmidt | 2714909 | 1 | 11/13/2009 | Customer Dispute | Denied | $6,129.86 | $0.00 | See FINRA Report |
| Kevin Christian Maas | 5283752 | 1 | 11/13/2009 | Customer Dispute | Denied | $8,531.56 | $0.00 | See FINRA Report |
| Stacy Jo Fries | 4394223 | 1 | 11/12/2009 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Matthew D Mueller | 4056048 | 1 | 11/10/2009 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Ronald Vincent Regan | 3259479 | 3 | 10/23/2009 | Customer Dispute | Denied | $37,998.70 | $0.00 | See FINRA Report |
| Christopher Ryan Autry | 2037320 | 2 | 09/23/2009 | Customer Dispute | Denied | $526,389.00 | $0.00 | See FINRA Report |
| David Perry Vance | 2691106 | 2 | 09/16/2009 | Customer Dispute | Denied | $155,000.00 | $0.00 | See FINRA Report |
| Michael Lee Westra | 2962377 | 3 | 09/11/2009 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Richard Dunn | 2003226 | 5 | 09/02/2009 | Customer Dispute | Denied | $21,728.00 | $0.00 | See FINRA Report |