Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley A Herx | 3231739 | 2 | 04/14/2010 | Customer Dispute | Denied | $97,000.00 | $0.00 | See FINRA Report |
| Erik Donovan Pharris | 4800985 | 1 | 04/02/2010 | Customer Dispute | Denied | $21,413.00 | $0.00 | See FINRA Report |
| Douglas Stuart Voight | 2962310 | 1 | 04/01/2010 | Customer Dispute | Denied | $11,259.00 | $0.00 | See FINRA Report |
| Troy Patrick Allen | 2754349 | 1 | 04/01/2010 | Customer Dispute | Denied | $11,259.00 | $0.00 | See FINRA Report |
| Douglas Carl Baker | 2475949 | 1 | 02/16/2010 | Customer Dispute | Denied | $11,753.80 | $0.00 | See FINRA Report |
| Suzann Ellen Thomson | 1263250 | 1 | 01/04/2010 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Joseph T Buckingham | 4185330 | 2 | 12/31/2009 | Customer Dispute | Denied | $53,676.00 | $0.00 | See FINRA Report |
| David Leon Shelly | 2355957 | 2 | 12/29/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stuart O Bates | 1638901 | 3 | 12/21/2009 | Customer Dispute | Denied | $76,500.00 | $0.00 | See FINRA Report |
| Tayler Slade Gold | 5069840 | 2 | 12/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |