Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Dewitt McFarland | 2689020 | 1 | 05/06/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gwen Carol O'Connor | 2273119 | 1 | 02/12/1998 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Joseph William Vita | 2306838 | 1 | 11/19/1997 | Customer Dispute | Settled | $25,754.00 | $0.00 | See FINRA Report |
| William John Osborne | 1305528 | 1 | 09/03/1993 | Customer Dispute | Award / Judgment | $4,761.75 | $925.00 | See FINRA Report |
| Donald Robert Hoyland | 1147192 | 1 | 06/01/1987 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |