Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Michael Bailey | 1490570 | 1 | 02/29/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Barry Reid Skolak | 3054173 | 1 | 11/08/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kathy Ann Borkovec | 1867575 | 2 | 11/08/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Thomas Whitley | 2153541 | 1 | 11/07/2023 | Customer Dispute | Closed-No Action | $49,564.70 | $0.00 | See FINRA Report |
| Michael Carlton Smith | 3071327 | 1 | 11/07/2023 | Customer Dispute | Closed-No Action | $49,564.70 | $0.00 | See FINRA Report |
| Carlo Enrico Freese | 3139396 | 2 | 09/22/2023 | Customer Dispute | Settled | $24,776.30 | $0.00 | See FINRA Report |
| Ryan James Halvorsen | 4533150 | 2 | 07/29/2023 | Customer Dispute | Denied | $18,700.00 | $0.00 | See FINRA Report |
| Gus Miller Mask | 5359820 | 1 | 07/27/2023 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Linett Adriana Batiste | 7021032 | 1 | 07/20/2023 | Customer Dispute | Settled | $109,820.00 | $0.00 | See FINRA Report |
| Robert Edwin Heller | 3259506 | 1 | 07/18/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |