Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Louis Hopkins | 6928013 | 1 | 10/12/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Ward Peetz | 6185037 | 1 | 08/11/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ari Ben Spector | 7513747 | 1 | 07/14/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Colin Joseph Gale | 6019050 | 1 | 06/26/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter J West | 7369707 | 1 | 06/20/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Scott Reisert | 6767220 | 2 | 05/30/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jared Scott Robitaille | 7509965 | 1 | 05/11/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mohamed Fauzi Elhaddad | 7352592 | 1 | 05/04/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Megan Kathleen Gregor | 6942048 | 1 | 04/04/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tyler T Marion | 7235204 | 2 | 03/30/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |