Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald N Daigle | 2281818 | 3 | 06/01/2001 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Scott Evan Glover | 2160307 | 1 | 03/19/1999 | Customer Dispute | Closed-No Action | $88,848.50 | $0.00 | See FINRA Report |
| Gwen Carol O'Connor | 2273119 | 1 | 02/12/1998 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |