Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth George Coles | 2072014 | 1 | 04/02/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Adam Richard Paulsen | 2720089 | 5 | 03/10/2008 | Customer Dispute | Closed-No Action | $89,000.00 | $0.00 | See FINRA Report |
| Patrick William Bentivegna | 2477112 | 4 | 12/31/2007 | Customer Dispute | Closed-No Action | $80,000.00 | $0.00 | See FINRA Report |
| Todd D Hoeder | 3096128 | 1 | 10/17/2007 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Donald N Daigle | 2281818 | 3 | 11/14/2006 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Francis Desantis | 2047218 | 1 | 03/14/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Brandt Wise | 3038846 | 1 | 11/05/2004 | Customer Dispute | Closed-No Action | $5,500.00 | $0.00 | See FINRA Report |
| Loren Albert Kertz | 2017592 | 1 | 02/14/2003 | Customer Dispute | Closed-No Action | $175,000.00 | $0.00 | See FINRA Report |
| Tara O Johnson | 4227112 | 3 | 09/05/2002 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Donald N Daigle | 2281818 | 3 | 06/01/2001 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |