Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jens D Halle | 4624571 | 2 | 08/12/2008 | Customer Dispute | Closed-No Action | $283,806.00 | $0.00 | See FINRA Report |
| David L Russakov | 3000980 | 3 | 08/11/2008 | Customer Dispute | Closed-No Action | $99,782.00 | $0.00 | See FINRA Report |
| Andrew J Battles | 2992881 | 4 | 07/30/2008 | Customer Dispute | Closed-No Action | $225,000.00 | $0.00 | See FINRA Report |
| Sean Adam Greenhut | 3235071 | 3 | 07/29/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Elizabeth Reed Cooke | 1420490 | 4 | 07/22/2008 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Adam Richard Paulsen | 2720089 | 5 | 04/24/2008 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |
| Adam Richard Paulsen | 2720089 | 5 | 04/24/2008 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |
| Gregory S Rine | 2493849 | 2 | 04/11/2008 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Gerald Matthew Cloney | 2317052 | 5 | 04/11/2008 | Customer Dispute | Closed-No Action | $31,164.80 | $0.00 | See FINRA Report |
| David Perry Vance | 2691106 | 2 | 04/05/2008 | Customer Dispute | Closed-No Action | $43,858.00 | $0.00 | See FINRA Report |