Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Virginia Lee Rueth | 2219558 | 1 | 01/26/2010 | Customer Dispute | Closed-No Action | $450,000.00 | $0.00 | See FINRA Report |
| Carlo Enrico Freese | 3139396 | 2 | 08/17/2009 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| James L Luther | 2577919 | 2 | 08/03/2009 | Customer Dispute | Closed-No Action | $268,000.00 | $0.00 | See FINRA Report |
| Christopher Scott Wright | 2194977 | 2 | 03/24/2009 | Customer Dispute | Closed-No Action | $130,000.00 | $0.00 | See FINRA Report |
| Andrew Chow Tang | 3165352 | 1 | 03/09/2009 | Customer Dispute | Closed-No Action | $7,423.38 | $0.00 | See FINRA Report |
| Michael Robert Shinnick | 3063847 | 1 | 02/19/2009 | Customer Dispute | Closed-No Action | $118,000.00 | $0.00 | See FINRA Report |
| Mark C Anheier | 3217429 | 2 | 10/17/2008 | Customer Dispute | Closed-No Action | $61,050.00 | $0.00 | See FINRA Report |
| James P Gallagher | 2716147 | 1 | 10/14/2008 | Customer Dispute | Closed-No Action | $22,913.00 | $0.00 | See FINRA Report |
| Tamara Y Blue | 3068917 | 2 | 09/22/2008 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |
| Gregory Locker | 2978241 | 1 | 09/17/2008 | Customer Dispute | Closed-No Action | $160,000.00 | $0.00 | See FINRA Report |