Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randall Gene West | 1263988 | 1 | 07/16/2015 | Customer Dispute | Closed-No Action | $1,526.57 | $0.00 | See FINRA Report |
| Brian G Stauss | 5024899 | 1 | 06/24/2015 | Customer Dispute | Closed-No Action | $11,000.00 | $0.00 | See FINRA Report |
| Brett Andrew Compton | 4675939 | 2 | 04/22/2015 | Customer Dispute | Closed-No Action | $11,623.80 | $0.00 | See FINRA Report |
| Brett Andrew Compton | 4675939 | 2 | 04/18/2015 | Customer Dispute | Closed-No Action | $7,273.85 | $0.00 | See FINRA Report |
| Warren Delone Bridges | 2747119 | 1 | 01/29/2015 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Edward Joseph Power | 2278003 | 1 | 02/24/2014 | Customer Dispute | Closed-No Action | $1,119,690.00 | $0.00 | See FINRA Report |
| Christopher L Turner | 3092450 | 2 | 03/29/2012 | Customer Dispute | Closed-No Action | $16,000.00 | $0.00 | See FINRA Report |
| Gerald Matthew Cloney | 2317052 | 5 | 10/21/2011 | Customer Dispute | Closed-No Action | $600,000.00 | $0.00 | See FINRA Report |
| Daniel Reiss | 4569662 | 1 | 08/18/2011 | Customer Dispute | Closed-No Action | $120,124.00 | $0.00 | See FINRA Report |
| Timothy James Fountain | 2704042 | 1 | 01/04/2011 | Customer Dispute | Closed-No Action | $203,782.00 | $0.00 | See FINRA Report |