Our Staff has compiled our research into a database of FINRA Broker Disclosures for Muriel Siebert & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Alan Bender | 1083236 | 13 | 04/01/1996 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| David Alan Bender | 1083236 | 13 | 09/25/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Alan Bender | 1083236 | 13 | 09/25/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Heidi Svendsen-Antillon | 2256928 | 2 | 07/10/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Monte Traficante | 1277462 | 2 | 12/03/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rod Scott Gonzales | 1750710 | 4 | 04/20/1992 | Customer Dispute | Award / Judgment | $2,858,960.00 | $416,000.00 | See FINRA Report |
| David Alan Bender | 1083236 | 13 | 11/12/1991 | Customer Dispute | Award / Judgment | $52,790.00 | $9,425.00 | See FINRA Report |
| Gregory Charles Schebece | 1498632 | 1 | 03/01/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |