Our Staff has compiled our research into a database of FINRA Broker Disclosures for Muriel Siebert & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Gary Jason Gonzalez | 4255202 | 3 | 06/07/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Andrew Gordon McDonald | 1142357 | 5 | 09/02/2014 | Customer Dispute | Settled | $23,680.30 | $0.00 | See FINRA Report |
Ronald Jay Scios | 1287445 | 5 | 12/19/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Joseph Robert Corso | 4025105 | 1 | 12/16/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Ronald Jay Scios | 1287445 | 5 | 11/15/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Ronald Jay Scios | 1287445 | 5 | 05/09/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Peter Edward Cunningham | 2400211 | 9 | 05/30/2012 | Customer Dispute | Settled | $437,635.00 | $0.00 | See FINRA Report |
Peter Edward Cunningham | 2400211 | 9 | 01/17/2012 | Customer Dispute | Settled | $218,381.00 | $0.00 | See FINRA Report |
Gustav Maris Langford | 2941330 | 1 | 11/19/2010 | Customer Dispute | Settled | $11,383.20 | $0.00 | See FINRA Report |
Peter Edward Cunningham | 2400211 | 9 | 07/15/2010 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |