Our Staff has compiled our research into a database of FINRA Broker Disclosures for Muriel Siebert & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rod Scott Gonzales | 1750710 | 4 | 04/18/2004 | Customer Dispute | Settled | $5,122.22 | $0.00 | See FINRA Report |
| David Alan Bender | 1083236 | 13 | 05/08/2003 | Customer Dispute | Settled | $2,300,000.00 | $0.00 | See FINRA Report |
| Rod Scott Gonzales | 1750710 | 4 | 01/16/2003 | Customer Dispute | Settled | $819,095.00 | $0.00 | See FINRA Report |
| David Alan Bender | 1083236 | 13 | 09/03/2002 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| David Alan Bender | 1083236 | 13 | 09/28/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Alan Bender | 1083236 | 13 | 07/22/1999 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| Andrew Gordon McDonald | 1142357 | 5 | 05/24/1999 | Customer Dispute | Settled | $92,250.00 | $0.00 | See FINRA Report |
| David Alan Bender | 1083236 | 13 | 02/22/1999 | Customer Dispute | Settled | $34,593.20 | $0.00 | See FINRA Report |
| Bruce Arthur Galbraith | 1412992 | 3 | 07/01/1998 | Customer Dispute | Settled | $41,191.00 | $0.00 | See FINRA Report |
| David Alan Bender | 1083236 | 13 | 04/01/1996 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |