Our Staff has compiled our research into a database of FINRA Broker Disclosures for N.I.S. Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Allen Byrd | 5307880 | 5 | 04/05/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Cleveland Barber | 6217421 | 1 | 10/28/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Alfred Ballard | 4526844 | 4 | 09/20/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Alfred Ballard | 4526844 | 4 | 06/01/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Ray Melton | 2912115 | 1 | 02/18/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |