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FINRA Broker Disclosures for Lord Abbett Distributor LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lord Abbett Distributor LLC. Search or filter the database to find more about a specific broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Thuan Khuu Witte2842004302/01/2019FinancialFinal$0.00$0.00See FINRA Report
Thuan Khuu Witte2842004301/22/2019FinancialFinal$0.00$0.00See FINRA Report
Thuan Khuu Witte2842004312/28/2018FinancialFinal$0.00$0.00See FINRA Report
James Martin Fitzgerald6867432110/07/2016FinancialFinal$0.00$0.00See FINRA Report
John Francis Corr2413328104/25/2013Judgment / Lien$0.00$0.00See FINRA Report
Matthew Edward Schaller6836371104/30/2011CriminalFinal Disposition$0.00$0.00See FINRA Report
Teresa Ann Ferrante2926357105/01/2002CriminalFinal Disposition$0.00$0.00See FINRA Report
Andrew E Fox3182656112/18/1995CriminalFinal Disposition$0.00$0.00See FINRA Report

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