Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lord Abbett Distributor LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Thuan Khuu Witte | 2842004 | 3 | 02/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Thuan Khuu Witte | 2842004 | 3 | 01/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Thuan Khuu Witte | 2842004 | 3 | 12/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
James Martin Fitzgerald | 6867432 | 1 | 10/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
John Francis Corr | 2413328 | 1 | 04/25/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Matthew Edward Schaller | 6836371 | 1 | 04/30/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Teresa Ann Ferrante | 2926357 | 1 | 05/01/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Andrew E Fox | 3182656 | 1 | 12/18/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |