Our Staff has compiled our research into a database of FINRA Broker Disclosures for John Hancock Distributors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alastair Crippen | 7119597 | 1 | 11/18/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David S Richards | 5223260 | 8 | 10/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Conrad Stewart | 5434739 | 1 | 06/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lorenzo M Abughazaleh | 7673624 | 1 | 02/06/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Richard Perillo | 2091463 | 1 | 11/07/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Benjamin David Burrows | 5190087 | 1 | 10/04/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michelle M Dauphinais | 2883921 | 3 | 10/05/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michelle M Dauphinais | 2883921 | 3 | 12/12/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandon Michael Sexton | 4452984 | 1 | 02/08/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle M Dauphinais | 2883921 | 3 | 02/13/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |