Our Staff has compiled our research into a database of FINRA Broker Disclosures for John Hancock Distributors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Conrad Stewart | 5434739 | 1 | 06/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wynique Renee Ervin | 2854902 | 2 | 05/14/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lorenzo M Abughazaleh | 7673624 | 1 | 02/06/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen John Campagnone | 6542051 | 1 | 01/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wynique Renee Ervin | 2854902 | 2 | 12/12/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adam V. Satriano | 4769135 | 1 | 02/06/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Richard Perillo | 2091463 | 1 | 11/07/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Benjamin David Burrows | 5190087 | 1 | 10/04/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michelle M Dauphinais | 2883921 | 3 | 10/05/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michelle M Dauphinais | 2883921 | 3 | 12/12/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |