Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Calvin Carpenter | 41247 | 1 | 05/29/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Rhonda Hershey McCurry | 1995048 | 1 | 05/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Anthony Deppas | 1779324 | 1 | 04/24/2015 | Customer Dispute | Denied | $52,500.00 | $0.00 | See FINRA Report |
| Cynthia Jeanne Lucas | 6443576 | 4 | 01/28/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Mandel | 1017067 | 2 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Geoffrey Coolidge Pepe | 6257810 | 2 | 12/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Geoffrey Coolidge Pepe | 6257810 | 2 | 12/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donal Christopher McGuire | 2233911 | 2 | 11/15/2014 | Customer Dispute | Closed-No Action | $27,176.90 | $0.00 | See FINRA Report |
| Matthew Dansker | 2916825 | 1 | 10/21/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cynthia Jeanne Lucas | 6443576 | 4 | 08/13/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |