Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Wallace | 7588902 | 1 | 03/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Laura de Rozario | 6110076 | 1 | 01/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Paul Weber | 4023631 | 3 | 09/23/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephanie Marie Pieniazek | 5049711 | 1 | 09/04/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Henry Thomas Cruz | 2176640 | 1 | 08/03/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jerome Christopher Garrett | 1407562 | 1 | 07/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Salvador Huizar Flores-Chatfield | 6217830 | 1 | 07/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tumeka M Gibbons | 4875746 | 2 | 07/15/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rex G Swartz | 2335436 | 1 | 06/10/2015 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Alan Edward Yanowitz | 2122061 | 2 | 06/08/2015 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |