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FINRA Broker Disclosures for Lincoln Investment

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.

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Displaying 61-70 out of 266 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
John Patrick Ginty1300716104/21/2017Customer DisputeSettled$100,000.00$0.00See FINRA Report
William Paul Weber4023631312/02/2016Judgment / Lien$0.00$0.00See FINRA Report
Vereline McClaney2899459110/31/2016FinancialFinal$0.00$0.00See FINRA Report
James Patrick Eismon3064401110/13/2016Customer DisputeDenied$5,000.00$0.00See FINRA Report
Donna Lee Wren1080183110/03/2016Customer DisputeSettled$200,000.00$0.00See FINRA Report
Marc Alan Silverstein1486668108/11/2016Customer DisputeDenied$0.00$0.00See FINRA Report
Jamie R Bodine5001461107/30/2016FinancialFinal$0.00$0.00See FINRA Report
Raymond Thomas Spinelli1676130207/11/2016Judgment / Lien$0.00$0.00See FINRA Report
Diana Lynne McBride3178514305/02/2016Customer DisputeDenied$20,181.00$0.00See FINRA Report
Kathleen Theresa Dean2014949204/11/2016Judgment / Lien$0.00$0.00See FINRA Report

266 Results

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