Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Claudia Patricia Hall | 6401115 | 1 | 05/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shashi Mehrotra | 2640875 | 1 | 04/29/2019 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Patrick Joseph Reilley | 2252392 | 1 | 02/27/2019 | Customer Dispute | Denied | $18,716.10 | $0.00 | See FINRA Report |
| James Matthew Horris | 7134128 | 1 | 02/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond Thomas Spinelli | 1676130 | 2 | 01/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Elaine-Anna Sydnee Gavlinski | 5959393 | 1 | 12/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas H Watkins | 1068013 | 1 | 11/23/2018 | Customer Dispute | Closed-No Action | $2,000,000.00 | $0.00 | See FINRA Report |
| Michael L Renner | 2413105 | 2 | 11/15/2018 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Pablo J Oliva | 6164105 | 1 | 11/14/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Jason Levine | 5200793 | 1 | 10/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |