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FINRA Broker Disclosures for Lincoln Investment

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.

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Displaying 31-40 out of 266 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Rachel Howard5616204201/02/2020FinancialFinal$0.00$0.00See FINRA Report
John Mark Scioli2597118512/30/2019Judgment / Lien$0.00$0.00See FINRA Report
John Mark Scioli2597118512/30/2019Judgment / Lien$0.00$0.00See FINRA Report
Warren Alan Straub5927767111/25/2019Employment Separation After Allegations$0.00$0.00See FINRA Report
Chad Thuner4893596310/28/2019Customer DisputeSettled$5,000.00$0.00See FINRA Report
Jason Bourgo4543554210/15/2019Customer DisputeDenied$40,335.10$0.00See FINRA Report
Michael E Tracz5566190109/19/2019Customer DisputeSettled$0.00$0.00See FINRA Report
Michelle L Mirkiewicz5020501107/12/2019FinancialFinal$0.00$0.00See FINRA Report
Brian Douglas Alchermes5782541306/12/2019FinancialFinal$0.00$0.00See FINRA Report
Brian Douglas Alchermes5782541306/12/2019FinancialFinal$0.00$0.00See FINRA Report

266 Results

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