Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Donna Mandel | 1017067 | 2 | 02/07/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Chad Thuner | 4893596 | 3 | 01/29/2020 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
William Paul Weber | 4023631 | 5 | 01/16/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Rachel Howard | 5616204 | 2 | 01/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
John Mark Scioli | 2597118 | 5 | 12/30/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
John Mark Scioli | 2597118 | 5 | 12/30/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Chad Thuner | 4893596 | 3 | 10/28/2019 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Jason Bourgo | 4543554 | 2 | 10/15/2019 | Customer Dispute | Denied | $40,335.10 | $0.00 | See FINRA Report |
Michael E Tracz | 5566190 | 2 | 09/19/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Gregory Yodis | 3240660 | 3 | 05/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |