Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Michael Lear | 2861561 | 1 | 01/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Gerald Baker | 2162788 | 1 | 12/17/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Horstman | 5819066 | 1 | 07/21/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cornelius Holaman | 5802492 | 2 | 06/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Valdes | 3059653 | 2 | 04/03/2020 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Chad Thuner | 4893596 | 3 | 03/05/2020 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Donna Mandel | 1017067 | 2 | 02/07/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Benjamin Weinberger | 7437074 | 1 | 02/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chad Thuner | 4893596 | 3 | 01/29/2020 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Vandolf Parish | 2241831 | 2 | 01/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |