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FINRA Broker Disclosures for Lincoln Investment

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 275 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Donna Mandel1017067202/07/2020Employment Separation After Allegations$0.00$0.00See FINRA Report
Chad Thuner4893596301/29/2020Customer DisputeSettled$200,000.00$0.00See FINRA Report
William Paul Weber4023631501/16/2020Judgment / Lien$0.00$0.00See FINRA Report
Rachel Howard5616204201/02/2020FinancialFinal$0.00$0.00See FINRA Report
John Mark Scioli2597118512/30/2019Judgment / Lien$0.00$0.00See FINRA Report
John Mark Scioli2597118512/30/2019Judgment / Lien$0.00$0.00See FINRA Report
Chad Thuner4893596310/28/2019Customer DisputeSettled$5,000.00$0.00See FINRA Report
Jason Bourgo4543554210/15/2019Customer DisputeDenied$40,335.10$0.00See FINRA Report
Michael E Tracz5566190209/19/2019Customer DisputeSettled$0.00$0.00See FINRA Report
Gregory Yodis3240660305/24/2019FinancialFinal$0.00$0.00See FINRA Report

275 Results

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