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FINRA Broker Disclosures for Lincoln Investment

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.

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Displaying 241-250 out of 266 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Tumeka M Gibbons4875746211/01/1994CriminalFinal Disposition$0.00$0.00See FINRA Report
Donal Christopher McGuire2233911207/07/1994Employment Separation After Allegations$0.00$0.00See FINRA Report
Alan Patrick Curley2733071110/04/1993RegulatoryFinal$0.00$0.00See FINRA Report
Steven Hugh Dubin837244110/05/1992CivilFinal$0.00$0.00See FINRA Report
David Geschke1618774203/03/1992Customer DisputeAward / Judgment$55,000.00$2,500.00See FINRA Report
Richard Gerard Lewis2688653112/12/1991CriminalFinal Disposition$0.00$0.00See FINRA Report
James Lauriel Saylor4868101109/02/1991CriminalFinal Disposition$0.00$0.00See FINRA Report
Mylon M Logan3052791106/01/1991CriminalFinal Disposition$0.00$0.00See FINRA Report
Robert Thomas Castellani1388845304/01/1991Customer DisputeSettled$0.00$0.00See FINRA Report
David Geschke1618774203/19/1991Customer DisputeAward / Judgment$56,125.00$42,700.00See FINRA Report

266 Results

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