Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Joseph Marshall | 2235106 | 1 | 06/15/1999 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
Jonathan Hare Wilt | 1399796 | 3 | 04/16/1999 | Customer Dispute | Denied | $14,750.00 | $0.00 | See FINRA Report |
Donald W Szewczyk | 4929765 | 1 | 02/05/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Thomas Joseph Lakatos | 4420088 | 1 | 11/14/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
George Raymond Goodroe | 2652980 | 1 | 03/16/1998 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
Robert Thomas Castellani | 1388845 | 3 | 12/22/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Frank N Teodosio | 2360765 | 2 | 11/26/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
David Evans Decesare | 2699703 | 1 | 09/12/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Robert Thomas Castellani | 1388845 | 3 | 01/01/1997 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
Frank N Teodosio | 2360765 | 2 | 12/27/1994 | Customer Dispute | Award / Judgment | $50,382.90 | $145,000.00 | See FINRA Report |