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FINRA Broker Disclosures for Lincoln Investment

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.

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Displaying 231-240 out of 266 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Joseph Marshall2235106106/15/1999Customer DisputeSettled$24,000.00$0.00See FINRA Report
Jonathan Hare Wilt1399796304/16/1999Customer DisputeDenied$14,750.00$0.00See FINRA Report
Donald W Szewczyk4929765102/05/1999CriminalFinal Disposition$0.00$0.00See FINRA Report
Thomas Joseph Lakatos4420088111/14/1998CriminalFinal Disposition$0.00$0.00See FINRA Report
George Raymond Goodroe2652980103/16/1998Customer DisputeClosed-No Action$15,000.00$0.00See FINRA Report
Robert Thomas Castellani1388845312/22/1997Employment Separation After Allegations$0.00$0.00See FINRA Report
Frank N Teodosio2360765211/26/1997Customer DisputeSettled$0.00$0.00See FINRA Report
David Evans Decesare2699703109/12/1997Employment Separation After Allegations$0.00$0.00See FINRA Report
Robert Thomas Castellani1388845301/01/1997Customer DisputeSettled$400,000.00$0.00See FINRA Report
Frank N Teodosio2360765212/27/1994Customer DisputeAward / Judgment$50,382.90$145,000.00See FINRA Report

266 Results

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