Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ross Alexander McLaurin | 1343343 | 1 | 09/28/2001 | Customer Dispute | Settled | $31,551.80 | $0.00 | See FINRA Report |
| Stanley Eugene Startzell | 1271086 | 1 | 09/12/2001 | Customer Dispute | Settled | $8,457.83 | $0.00 | See FINRA Report |
| Maurice Jerome Nollette | 3223070 | 1 | 07/26/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jonathan Hunter Peck | 2986393 | 1 | 07/25/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Theresa Anne Wiedmann | 1021996 | 1 | 04/26/2001 | Customer Dispute | Denied | $85,000.00 | $0.00 | See FINRA Report |
| Robert Alois Frankl | 2896086 | 2 | 11/17/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Mracna | 2469871 | 1 | 10/10/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Alois Frankl | 2896086 | 2 | 10/09/2000 | Customer Dispute | Settled | $273,000.00 | $0.00 | See FINRA Report |
| Lynn Edward Balch | 1315292 | 3 | 12/20/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Domingos Alexander Noya | 1398190 | 1 | 07/15/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |