Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Robert Lanton | 1020366 | 1 | 01/29/2003 | Customer Dispute | Denied | $36,476.90 | $0.00 | See FINRA Report |
| Jonathan Hare Wilt | 1399796 | 3 | 01/17/2003 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| George Harrison Simser | 1607883 | 2 | 10/25/2002 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
| Michael Paul Punturieri | 2633038 | 2 | 09/20/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Khai Cong Le | 3256068 | 2 | 09/03/2002 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Julian Liotine | 2047235 | 2 | 08/07/2002 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Frank Anthony Preziuso | 3188203 | 1 | 04/03/2002 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Michael Salvatore Constantino | 847129 | 1 | 03/19/2002 | Customer Dispute | Settled | $32,269.00 | $0.00 | See FINRA Report |
| Matthew Edward Herman | 4686382 | 4 | 02/22/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cynthia Jeanne Lucas | 6443576 | 4 | 01/16/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |