Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carl Thomas Thoenen | 2273176 | 2 | 04/06/2004 | Customer Dispute | Closed-No Action | $28,000.00 | $0.00 | See FINRA Report |
| Carl Thomas Thoenen | 2273176 | 2 | 03/16/2004 | Customer Dispute | Settled | $61,110.70 | $0.00 | See FINRA Report |
| Gordon Charles Bitler | 1019763 | 3 | 01/29/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Julian Liotine | 2047235 | 2 | 11/21/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gordon Charles Bitler | 1019763 | 3 | 11/21/2003 | Customer Dispute | Closed-No Action | $5,407.00 | $0.00 | See FINRA Report |
| Darhyl Russell Pulley | 4881835 | 1 | 11/06/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roger Kent Myers | 1069493 | 1 | 10/08/2003 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Gary Anthony Cucchi | 4570266 | 1 | 07/01/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lynn Edward Balch | 1315292 | 3 | 05/21/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Khai Cong Le | 3256068 | 2 | 03/06/2003 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |