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FINRA Broker Disclosures for Lincoln Investment

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.

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Displaying 191-200 out of 266 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Steve Kent Shelgren1080260106/01/2005Customer DisputeSettled$85,000.00$0.00See FINRA Report
Robert Anthony Moore2690727105/24/2005Customer DisputeDenied$30,248.00$0.00See FINRA Report
Ryan Matthew Day30634381104/11/2005Customer DisputeClosed-No Action$25,000.00$0.00See FINRA Report
Mark John Dunn4279005703/31/2005Customer DisputeDenied$215,000.00$0.00See FINRA Report
Lynn Edward Balch1315292301/03/2005Customer DisputeDenied$0.00$0.00See FINRA Report
Michael L Renner2413105211/04/2004Customer DisputeDenied$52,000.00$0.00See FINRA Report
Richard Allen Carnes2239976110/13/2004Customer DisputeDenied$150,000.00$0.00See FINRA Report
Ronald Robert Covington1328039610/04/2004Customer DisputeAward / Judgment$41,000.00$24,432.40See FINRA Report
Richard Charles Tardosky2362710106/24/2004Customer DisputeClosed-No Action$6,163.00$0.00See FINRA Report
Karena Irene Schwenk2909678105/03/2004Customer DisputeClosed-No Action$200.00$0.00See FINRA Report

266 Results

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