Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Lynn Osborne | 4411787 | 1 | 06/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Freddie Watson | 723482 | 2 | 06/22/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard James Gaglianese | 2269407 | 1 | 04/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Larry Monroe McCoy | 2657085 | 3 | 03/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rachel Howard | 5616204 | 2 | 01/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Michael Lear | 2861561 | 1 | 01/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Gerald Baker | 2162788 | 1 | 12/17/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Horstman | 5819066 | 1 | 07/21/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cornelius Holaman | 5802492 | 2 | 06/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chad Thuner | 4893596 | 3 | 03/05/2020 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |