Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ralph Anthony Marchionda | 1226687 | 1 | 05/31/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark John Dunn | 4279005 | 7 | 03/31/2006 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Mark John Dunn | 4279005 | 7 | 02/14/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| William Paul Weber | 4023631 | 3 | 01/17/2006 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Michael Paul Punturieri | 2633038 | 2 | 12/19/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Matthew Day | 3063438 | 11 | 12/16/2005 | Customer Dispute | Settled | $67,000.00 | $0.00 | See FINRA Report |
| Mark John Dunn | 4279005 | 7 | 10/03/2005 | Customer Dispute | Denied | $21,600.00 | $0.00 | See FINRA Report |
| Thomas Orlando Gallo | 2690577 | 1 | 10/03/2005 | Customer Dispute | Withdrawn | $13,500.00 | $0.00 | See FINRA Report |
| Mark John Dunn | 4279005 | 7 | 07/19/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Victoria Ann McDonald | 1559015 | 1 | 07/05/2005 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |