Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Donald Domine Tiburzi | 1182716 | 2 | 10/17/2008 | Customer Dispute | Denied | $5,630.00 | $0.00 | See FINRA Report |
Diana Lynne McBride | 3178514 | 3 | 09/05/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Kathleen Theresa Dean | 2014949 | 2 | 08/06/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Bobby Neal Stokey | 1554682 | 1 | 03/28/2008 | Customer Dispute | Closed-No Action | $27,736.00 | $0.00 | See FINRA Report |
Daniel John Hinchey | 3075450 | 1 | 03/03/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Vincent Russell Fasso | 2866428 | 1 | 01/02/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Raelene Ann Nickerson | 2150570 | 1 | 08/06/2007 | Customer Dispute | Denied | $25,725.00 | $0.00 | See FINRA Report |
Jason Bourgo | 4543554 | 2 | 06/05/2007 | Customer Dispute | Denied | $5,765.00 | $0.00 | See FINRA Report |
Peter J Knapp | 1052934 | 1 | 05/14/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Michael Patrick Dalleo | 1396548 | 1 | 12/12/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |