Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Patrick Matejka | 2420250 | 1 | 04/21/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Debra Ann Friend | 1739192 | 2 | 04/02/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Debra Ann Friend | 1739192 | 2 | 03/27/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Michael Allen Swierk | 2449095 | 1 | 02/06/2009 | Customer Dispute | Denied | $37,414.00 | $0.00 | See FINRA Report |
Michael Salvatore Enos | 2191170 | 1 | 01/17/2009 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
Ronald Robert Covington | 1328039 | 6 | 12/10/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
William Roane Skeeters | 425682 | 1 | 11/26/2008 | Customer Dispute | Settled | $70,803.60 | $0.00 | See FINRA Report |
Gregory Michael Nelson | 4318561 | 1 | 11/20/2008 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
Claudine Maria Eilberg | 2387701 | 1 | 11/18/2008 | Customer Dispute | Settled | $14,892.10 | $0.00 | See FINRA Report |
Carol Florence Peckman | 2515881 | 1 | 10/24/2008 | Customer Dispute | Denied | $11,201.00 | $0.00 | See FINRA Report |