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FINRA Broker Disclosures for Lincoln Investment

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.

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Displaying 161-170 out of 266 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
William Patrick Matejka2420250104/21/2009Judgment / Lien$0.00$0.00See FINRA Report
Debra Ann Friend1739192204/02/2009RegulatoryFinal$0.00$0.00See FINRA Report
Debra Ann Friend1739192203/27/2009Employment Separation After Allegations$0.00$0.00See FINRA Report
Michael Allen Swierk2449095102/06/2009Customer DisputeDenied$37,414.00$0.00See FINRA Report
Michael Salvatore Enos2191170101/17/2009Customer DisputeDenied$11,000.00$0.00See FINRA Report
Ronald Robert Covington1328039612/10/2008Customer DisputeDenied$5,000.00$0.00See FINRA Report
William Roane Skeeters425682111/26/2008Customer DisputeSettled$70,803.60$0.00See FINRA Report
Gregory Michael Nelson4318561111/20/2008Customer DisputeDenied$25,000.00$0.00See FINRA Report
Claudine Maria Eilberg2387701111/18/2008Customer DisputeSettled$14,892.10$0.00See FINRA Report
Carol Florence Peckman2515881110/24/2008Customer DisputeDenied$11,201.00$0.00See FINRA Report

266 Results

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