Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Noah Behrend | 5847639 | 1 | 01/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Mark Roux | 5506171 | 1 | 10/19/2009 | Customer Dispute | Settled | $54,018.00 | $0.00 | See FINRA Report |
| Dean Charles Di Maggio | 1361857 | 1 | 10/15/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ralph Edward Schneider | 2287794 | 1 | 10/06/2009 | Customer Dispute | Closed-No Action | $5,655.00 | $0.00 | See FINRA Report |
| Patricia Ann Manieri | 2697303 | 1 | 10/06/2009 | Customer Dispute | Closed-No Action | $5,655.00 | $0.00 | See FINRA Report |
| Timothy Scott Sullivan | 4088996 | 2 | 09/25/2009 | Customer Dispute | Closed-No Action | $121,000.00 | $0.00 | See FINRA Report |
| Brian David Gordon | 728461 | 1 | 09/24/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Erik Christopher Hacker | 2854530 | 1 | 08/03/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Hare Wilt | 1399796 | 3 | 05/20/2009 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Graham M Bacheller | 5068129 | 1 | 05/20/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |