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FINRA Broker Disclosures for Lincoln Investment

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.

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Displaying 141-150 out of 266 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Freddie Watson723482211/04/2010Judgment / Lien$0.00$0.00See FINRA Report
Matthew Edward Herman4686382410/25/2010RegulatoryFinal$0.00$0.00See FINRA Report
John Mark Scioli2597118509/21/2010Judgment / Lien$0.00$0.00See FINRA Report
Ryan Matthew Day30634381109/15/2010Customer DisputeSettled$473,500.00$0.00See FINRA Report
Anthony Louis Panto2055985209/03/2010Customer DisputeDenied$0.00$0.00See FINRA Report
Raymond Matthew Tropp2645867106/10/2010Customer DisputeSettled$0.00$0.00See FINRA Report
John Mark Scioli2597118506/08/2010Judgment / Lien$0.00$0.00See FINRA Report
Mitchell Thomas Melan2507092205/24/2010Customer DisputeDenied$14,214.00$0.00See FINRA Report
Frank Zoltanski868623403/01/2010Employment Separation After Allegations$0.00$0.00See FINRA Report
Frank Zoltanski868623401/23/2010Customer DisputeDenied$600,000.00$0.00See FINRA Report

266 Results

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