Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Freddie Watson | 723482 | 2 | 11/04/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Matthew Edward Herman | 4686382 | 4 | 10/25/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
John Mark Scioli | 2597118 | 5 | 09/21/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Ryan Matthew Day | 3063438 | 11 | 09/15/2010 | Customer Dispute | Settled | $473,500.00 | $0.00 | See FINRA Report |
Anthony Louis Panto | 2055985 | 2 | 09/03/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Raymond Matthew Tropp | 2645867 | 1 | 06/10/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
John Mark Scioli | 2597118 | 5 | 06/08/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Mitchell Thomas Melan | 2507092 | 2 | 05/24/2010 | Customer Dispute | Denied | $14,214.00 | $0.00 | See FINRA Report |
Frank Zoltanski | 868623 | 4 | 03/01/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Frank Zoltanski | 868623 | 4 | 01/23/2010 | Customer Dispute | Denied | $600,000.00 | $0.00 | See FINRA Report |