Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lesta Gail Andersen | 1527215 | 2 | 04/17/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Douglas Alchermes | 5782541 | 3 | 03/29/2012 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Donald M Jereb | 1320689 | 3 | 03/15/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mitchell Thomas Melan | 2507092 | 2 | 03/15/2012 | Customer Dispute | Settled | $8,835.00 | $0.00 | See FINRA Report |
| Neal Anthony Kloke | 4852676 | 1 | 10/24/2011 | Customer Dispute | Award / Judgment | $50,000.00 | $10,300.00 | See FINRA Report |
| George Harrison Simser | 1607883 | 2 | 10/04/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frank Zoltanski | 868623 | 4 | 10/04/2011 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Lesta Gail Andersen | 1527215 | 2 | 09/07/2011 | Customer Dispute | Settled | $10,267.60 | $0.00 | See FINRA Report |
| Ryan Matthew Day | 3063438 | 11 | 08/29/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark John Dunn | 4279005 | 7 | 08/01/2011 | Customer Dispute | Denied | $5,433.00 | $0.00 | See FINRA Report |