Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Troy Anthony Dawson | 2473897 | 2 | 11/07/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alan Edward Yanowitz | 2122061 | 2 | 10/04/2012 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Miriam Alcott Percy | 3053816 | 1 | 08/30/2012 | Customer Dispute | Denied | $31,675.90 | $0.00 | See FINRA Report |
| Donald M Jereb | 1320689 | 3 | 08/24/2012 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
| Mark John Dunn | 4279005 | 7 | 08/16/2012 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Roger Craig Miller | 2529130 | 2 | 07/27/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Matthew Day | 3063438 | 11 | 07/02/2012 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Virginia Tanner Harriett | 1062705 | 1 | 06/12/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Vincent Blanchard | 2496524 | 2 | 06/11/2012 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Ryan Matthew Day | 3063438 | 11 | 04/26/2012 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |