Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Robert Covington | 1328039 | 6 | 05/23/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Jerome Wolf | 832924 | 1 | 04/30/2013 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Barbara Ann Muza | 1371588 | 1 | 03/25/2013 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |
| Valerie Ann Visconti | 2891333 | 1 | 03/14/2013 | Customer Dispute | Closed-No Action | $15,106.00 | $0.00 | See FINRA Report |
| Ronald Howard Bernstein | 2288701 | 1 | 02/12/2013 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Matthew Edward Herman | 4686382 | 4 | 01/14/2013 | Customer Dispute | Denied | $350,000.00 | $0.00 | See FINRA Report |
| Michael J Walls | 6095156 | 1 | 12/29/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Robert Covington | 1328039 | 6 | 12/24/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Ronsini | 1647834 | 1 | 12/19/2012 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Larry Monroe McCoy | 2657085 | 3 | 11/15/2012 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |