Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Diana Lynne McBride | 3178514 | 3 | 07/17/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Mark Scioli | 2597118 | 5 | 05/01/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan Matthew Day | 3063438 | 11 | 01/24/2014 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Cynthia Jeanne Lucas | 6443576 | 4 | 01/24/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Deidre Mae Fernald | 4992600 | 1 | 01/13/2014 | Customer Dispute | Settled | $5,390.00 | $0.00 | See FINRA Report |
| Ryan Matthew Day | 3063438 | 11 | 11/12/2013 | Customer Dispute | Denied | $17,250.00 | $0.00 | See FINRA Report |
| James Clark Dunn | 4647547 | 1 | 09/19/2013 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Gordon Charles Bitler | 1019763 | 3 | 09/19/2013 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Carly Kathryn McCarty | 5351907 | 1 | 07/30/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan Matthew Day | 3063438 | 11 | 07/15/2013 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |