Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Patrick Ginty | 1300716 | 1 | 04/21/2017 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Donna Lee Wren | 1080183 | 1 | 10/03/2016 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Alan Edward Yanowitz | 2122061 | 2 | 06/08/2015 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Ryan Matthew Day | 3063438 | 11 | 01/24/2014 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Deidre Mae Fernald | 4992600 | 1 | 01/13/2014 | Customer Dispute | Settled | $5,390.00 | $0.00 | See FINRA Report |
| James Clark Dunn | 4647547 | 1 | 09/19/2013 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Gordon Charles Bitler | 1019763 | 3 | 09/19/2013 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Ryan Matthew Day | 3063438 | 11 | 07/15/2013 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Larry Monroe McCoy | 2657085 | 3 | 11/15/2012 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Alan Edward Yanowitz | 2122061 | 2 | 10/04/2012 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |