Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Paul Weber | 4023631 | 3 | 12/02/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Raymond Thomas Spinelli | 1676130 | 2 | 07/11/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Kathleen Theresa Dean | 2014949 | 2 | 04/11/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
William Paul Weber | 4023631 | 3 | 09/23/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Henry Thomas Cruz | 2176640 | 1 | 08/03/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Tumeka M Gibbons | 4875746 | 2 | 07/15/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Cynthia Jeanne Lucas | 6443576 | 4 | 01/28/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Cynthia Jeanne Lucas | 6443576 | 4 | 08/13/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
John Mark Scioli | 2597118 | 5 | 05/01/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Cynthia Jeanne Lucas | 6443576 | 4 | 01/24/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |