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FINRA Broker Disclosures for Lincoln Investment

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 32 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
William Paul Weber4023631312/02/2016Judgment / Lien$0.00$0.00See FINRA Report
Raymond Thomas Spinelli1676130207/11/2016Judgment / Lien$0.00$0.00See FINRA Report
Kathleen Theresa Dean2014949204/11/2016Judgment / Lien$0.00$0.00See FINRA Report
William Paul Weber4023631309/23/2015Judgment / Lien$0.00$0.00See FINRA Report
Henry Thomas Cruz2176640108/03/2015Judgment / Lien$0.00$0.00See FINRA Report
Tumeka M Gibbons4875746207/15/2015Judgment / Lien$0.00$0.00See FINRA Report
Cynthia Jeanne Lucas6443576401/28/2015Judgment / Lien$0.00$0.00See FINRA Report
Cynthia Jeanne Lucas6443576408/13/2014Judgment / Lien$0.00$0.00See FINRA Report
John Mark Scioli2597118505/01/2014Judgment / Lien$0.00$0.00See FINRA Report
Cynthia Jeanne Lucas6443576401/24/2014Judgment / Lien$0.00$0.00See FINRA Report

32 Results

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