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FINRA Broker Disclosures for Lincoln Investment

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 42 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Wallace7588902103/22/2016FinancialFinal$0.00$0.00See FINRA Report
Melissa Laura de Rozario6110076101/19/2016FinancialFinal$0.00$0.00See FINRA Report
Jerome Christopher Garrett1407562107/24/2015FinancialFinal$0.00$0.00See FINRA Report
Salvador Huizar Flores-Chatfield6217830107/17/2015FinancialFinal$0.00$0.00See FINRA Report
Rhonda Hershey McCurry1995048105/14/2015FinancialFinal$0.00$0.00See FINRA Report
Donna Mandel1017067212/31/2014FinancialFinal$0.00$0.00See FINRA Report
Geoffrey Coolidge Pepe6257810212/10/2014FinancialFinal$0.00$0.00See FINRA Report
Geoffrey Coolidge Pepe6257810212/10/2014FinancialFinal$0.00$0.00See FINRA Report
Matthew Dansker2916825110/21/2014FinancialFinal$0.00$0.00See FINRA Report
Ronald Robert Covington1328039605/23/2013RegulatoryFinal$0.00$0.00See FINRA Report

42 Results

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