Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Wallace | 7588902 | 1 | 03/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Melissa Laura de Rozario | 6110076 | 1 | 01/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jerome Christopher Garrett | 1407562 | 1 | 07/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Salvador Huizar Flores-Chatfield | 6217830 | 1 | 07/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Rhonda Hershey McCurry | 1995048 | 1 | 05/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Donna Mandel | 1017067 | 2 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Geoffrey Coolidge Pepe | 6257810 | 2 | 12/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Geoffrey Coolidge Pepe | 6257810 | 2 | 12/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Matthew Dansker | 2916825 | 1 | 10/21/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Ronald Robert Covington | 1328039 | 6 | 05/23/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |