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FINRA Broker Disclosures for Lincoln Investment

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 42 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Rachel Howard5616204201/02/2020FinancialFinal$0.00$0.00See FINRA Report
Michelle L Mirkiewicz5020501107/12/2019FinancialFinal$0.00$0.00See FINRA Report
Brian Douglas Alchermes5782541306/12/2019FinancialFinal$0.00$0.00See FINRA Report
Brian Douglas Alchermes5782541306/12/2019FinancialFinal$0.00$0.00See FINRA Report
James Matthew Horris7134128102/09/2019FinancialFinal$0.00$0.00See FINRA Report
Elaine-Anna Sydnee Gavlinski5959393112/05/2018FinancialFinal$0.00$0.00See FINRA Report
David Jason Levine5200793110/06/2018FinancialFinal$0.00$0.00See FINRA Report
Diana Felicia Riedel5100520112/23/2017FinancialFinal$0.00$0.00See FINRA Report
Vereline McClaney2899459110/31/2016FinancialFinal$0.00$0.00See FINRA Report
Jamie R Bodine5001461107/30/2016FinancialFinal$0.00$0.00See FINRA Report

42 Results

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