Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jeffrey Michael Ott | 2056012 | 1 | 02/02/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Ronald Robert Covington | 1328039 | 6 | 11/10/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Frank Zoltanski | 868623 | 4 | 03/01/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Dean Charles Di Maggio | 1361857 | 1 | 10/15/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Debra Ann Friend | 1739192 | 2 | 03/27/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Mark John Dunn | 4279005 | 7 | 07/19/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Gordon Charles Bitler | 1019763 | 3 | 01/29/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Lynn Edward Balch | 1315292 | 3 | 05/21/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Michael Paul Punturieri | 2633038 | 2 | 09/20/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Jonathan Hunter Peck | 2986393 | 1 | 07/25/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |