Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Patrick Eismon | 3064401 | 1 | 10/13/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Marc Alan Silverstein | 1486668 | 1 | 08/11/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Diana Lynne McBride | 3178514 | 3 | 05/02/2016 | Customer Dispute | Denied | $20,181.00 | $0.00 | See FINRA Report |
| Rex G Swartz | 2335436 | 1 | 06/10/2015 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Louis Anthony Deppas | 1779324 | 1 | 04/24/2015 | Customer Dispute | Denied | $52,500.00 | $0.00 | See FINRA Report |
| Ryan Matthew Day | 3063438 | 11 | 11/12/2013 | Customer Dispute | Denied | $17,250.00 | $0.00 | See FINRA Report |
| Thomas Jerome Wolf | 832924 | 1 | 04/30/2013 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Barbara Ann Muza | 1371588 | 1 | 03/25/2013 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |
| Matthew Edward Herman | 4686382 | 4 | 01/14/2013 | Customer Dispute | Denied | $350,000.00 | $0.00 | See FINRA Report |
| Mark Ronsini | 1647834 | 1 | 12/19/2012 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |