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FINRA Broker Disclosures for Lincoln Investment

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.

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Displaying 71-80 out of 135 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mitchell Thomas Melan2507092205/24/2010Customer DisputeDenied$14,214.00$0.00See FINRA Report
Frank Zoltanski868623401/23/2010Customer DisputeDenied$600,000.00$0.00See FINRA Report
Robert Mark Roux5506171110/19/2009Customer DisputeSettled$54,018.00$0.00See FINRA Report
Ralph Edward Schneider2287794110/06/2009Customer DisputeClosed-No Action$5,655.00$0.00See FINRA Report
Patricia Ann Manieri2697303110/06/2009Customer DisputeClosed-No Action$5,655.00$0.00See FINRA Report
Timothy Scott Sullivan4088996209/25/2009Customer DisputeClosed-No Action$121,000.00$0.00See FINRA Report
Erik Christopher Hacker2854530108/03/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Jonathan Hare Wilt1399796305/20/2009Customer DisputeSettled$10,000.00$0.00See FINRA Report
Michael Allen Swierk2449095102/06/2009Customer DisputeDenied$37,414.00$0.00See FINRA Report
Michael Salvatore Enos2191170101/17/2009Customer DisputeDenied$11,000.00$0.00See FINRA Report

135 Results

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