Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ryan Matthew Day | 3063438 | 11 | 08/29/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Mark John Dunn | 4279005 | 7 | 08/01/2011 | Customer Dispute | Denied | $5,433.00 | $0.00 | See FINRA Report |
Ryan Matthew Day | 3063438 | 11 | 06/01/2011 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
Christina Winters | 1030302 | 1 | 01/10/2011 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
James Dimitrios Verros | 1017781 | 1 | 01/07/2011 | Customer Dispute | Denied | $6,600.00 | $0.00 | See FINRA Report |
Frank Zoltanski | 868623 | 4 | 12/07/2010 | Customer Dispute | Settled | $33,000.00 | $0.00 | See FINRA Report |
Ryan Matthew Day | 3063438 | 11 | 11/18/2010 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
Ryan Matthew Day | 3063438 | 11 | 09/15/2010 | Customer Dispute | Settled | $473,500.00 | $0.00 | See FINRA Report |
Anthony Louis Panto | 2055985 | 2 | 09/03/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Raymond Matthew Tropp | 2645867 | 1 | 06/10/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |