Potomac Analytics' Logo

FINRA Broker Disclosures for Lincoln Investment

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 61-70 out of 135 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Ryan Matthew Day30634381108/29/2011Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Mark John Dunn4279005708/01/2011Customer DisputeDenied$5,433.00$0.00See FINRA Report
Ryan Matthew Day30634381106/01/2011Customer DisputeSettled$350,000.00$0.00See FINRA Report
Christina Winters1030302101/10/2011Customer DisputeDenied$24,000.00$0.00See FINRA Report
James Dimitrios Verros1017781101/07/2011Customer DisputeDenied$6,600.00$0.00See FINRA Report
Frank Zoltanski868623412/07/2010Customer DisputeSettled$33,000.00$0.00See FINRA Report
Ryan Matthew Day30634381111/18/2010Customer DisputeSettled$180,000.00$0.00See FINRA Report
Ryan Matthew Day30634381109/15/2010Customer DisputeSettled$473,500.00$0.00See FINRA Report
Anthony Louis Panto2055985209/03/2010Customer DisputeDenied$0.00$0.00See FINRA Report
Raymond Matthew Tropp2645867106/10/2010Customer DisputeSettled$0.00$0.00See FINRA Report

135 Results

Display: